KoreVerify Services

Compliance reports and verification services

A suite of specialized services designed to support securities issuance, investor onboarding, and secondary market transactions.

Bad Actor Reports

Regulatory history matters. Federal securities regulations prohibit certain individuals and entities from participating in exempt offerings if they meet the definition of a “Bad Actor.”

Our Bad Actor Reports evaluate potential disqualifying events under applicable securities regulations and provide detailed findings that support offering compliance requirements.

Learn more

We perform comprehensive reviews of

Executive Officers
Directors
Founders
Promoters
Significant Shareholders
General Partners
Managing Members
Associated Persons

Due Diligence Reports

Investors, broker-dealers, funding portals, and ATS operators require accurate information before participating in securities transactions.

These reports help market participants evaluate issuers and support informed decision-making.

Learn more

Independent reviews of

Corporate Structure
Management Teams
Ownership Information
Capitalization
Litigation History
Regulatory Matters
Material Disclosures
Financial Information
Operational Risk Factors

Investor Verification Reports

RegD Rule 506(c) offerings require issuers to take reasonable steps to verify accredited investor status.

The resulting Investor Verification Report helps issuers demonstrate compliance with RegD 506(c) verification requirements.

Learn more

Our verification reviews

Income Documentation
Asset Documentation
Professional Certifications
Third-Party Verification Letters
Entity Qualification Documentation

Compliance Readiness Assessments

KoreVerify assists issuers preparing for the next stage of their securities lifecycle.

These assessments identify compliance gaps and provide recommendations to improve regulatory preparedness.

Learn more

Assessments support

Capital Raising Activities
Platform Onboarding
Broker-Dealer Reviews
ATS Reviews
Transfer Agent Reviews
Secondary Trading Readiness

Preparing for secondary trading?

Explore TradeCheck™, our flagship compliance clearance layer for secondary markets.

Discover TradeCheck™