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RegD 506 state filing fees

Rule 506 offerings are federally preempted from state registration, but nearly all states require a Blue Sky notice filing and a fee. Below is a state-by-state reference of Blue Sky filing fees for Rule 506 offerings under Section 18(b)(4)(D).

StateWhen to FileRegistration FeesLate FeesTerminationWithdrawalAmendment / Renewal
Alabama (AL)Within 15 days of first sale$300 FixedN/ANoNoNo
Alaska (AK)Within 15 days of first sale$600 FixedN/A$600NoNo
Arizona (AZ)Within 15 days of first sale$250 FixedN/ANoNoNo
Arkansas (AR)Within 15 days of first sale$100 min; 0.1% of offering, max $500$500 >15 days, $1,000 >365 daysNoNo$100, max $500
California (CA)Within 15 days of first sale$300 FixedN/ANoNoNo
Colorado (CO)Within 15 days of first sale$50 FixedN/ANoNoNo
Connecticut (CT)Within 15 days of first sale$150 FixedN/ANoNoNo
Delaware (DE)Within 15 days of first sale$200 min; 0.5% of offering, max $1,0000.5% of offering max $1,000 >15 daysNoNoNo
District of Columbia (DC)Within 15 days of first sale$250 FixedUp to $10,000 per violationNoNoNo
Florida (FL)Not requiredNot ApplicableNot ApplicableNoNoNot Applicable
Georgia (GA)Within 15 days of first sale$250 FixedN/ANoNoNo
Hawaii (HI)Within 15 days of first sale$100 FixedN/ANoNoNo
Idaho (ID)Within 15 days of first sale$50 FixedN/ANoNoNo
Illinois (IL)Within 15 days of first sale$100 FixedN/A$100NoNo
Indiana (IN)Within 15 days of first saleNot ApplicableNot ApplicableNoNoNot Applicable
Iowa (IA)Within 15 days of first sale$100 Fixed$250 >15 daysNoNoNo
Kansas (KS)Within 15 days of first sale$125 Fixed$250–$2,500 >15 daysNoNoNo
Kentucky (KY)Within 15 days of first sale$250 FixedN/ANoNoNo
Louisiana (LA)Within 15 days of first sale$300 FixedN/ANoNoNo
Maine (ME)Within 15 days of first sale$300 Fixed$500 >15 daysNoNoNo
Maryland (MD)Within 15 days of first sale$100 Fixed$150 >15 daysNoNoNo
Massachusetts (MA)Within 15 days of first sale$250–$750 VariableN/ANoNoNo
Michigan (MI)Within 15 days of first sale$100 FixedN/ANoNoNo
Minnesota (MN)Within 15 days of first sale$100 + 1/10 of 1% of MN offering, max $300 totalN/ANoNo1/10 of 1% of increase, max $199
Mississippi (MS)Within 15 days of first sale$300 Fixed1% of state sold amount, max $5,000 >15 days$300$50$50
Missouri (MO)Within 15 days of first sale$100 Fixed$50 >15 daysNoNoNo
Montana (MT)Within 15 days of first sale$200 min; 0.1% of offering, max $1,000N/ANoNo$200, max $1,000
Nebraska (NE)Within 15 days of first sale$200 Fixed$200 >15 daysNoNoNo
Nevada (NV)Within 15 days of first sale$500 FixedN/A$500NoNo
New Hampshire (NH)Within 15 days of first sale$500 Fixed$500 16–90 days; $1,000 91–365 daysNoNoNo
New Jersey (NJ)Within 15 days of first sale$750 FixedN/ANoNoNo
New Mexico (NM)Within 15 days of first sale$350 Fixed$700 16–25 days; $1,050 >25 daysNoNoNo
New York (NY)Within 15 days of first sale$300–$2,135 Variable$30$30$900 if offering increases
North Carolina (NC)Within 15 days of first sale$350 FixedN/ANoNoNo
North Dakota (ND)Within 15 days of first sale$100 Fixed$250$250NoNo
Ohio (OH)Within 15 days of first sale$100 Fixed$100 >15 daysNoNoNo
Oklahoma (OK)Within 15 days of first sale$250 Fixed$250NoNoNo
Oregon (OR)Within 15 days of first sale$250 FixedN/A$100 (for increase)NoNo
Pennsylvania (PA)Within 15 days of first sale$525 VariableN/ANoNoNo
Puerto Rico (PR)Within 15 days of first sale$350–$1,500 VariableN/ANoNoNo
Rhode Island (RI)Within 15 days of first sale$300 FixedN/ANoNoNo
South Carolina (SC)Within 15 days of first sale$300 FixedN/A$300NoNo
South Dakota (SD)Within 15 days of first sale$250 Fixed$275 >15 daysNoNoNo
Tennessee (TN)Within 15 days of first sale$500 FixedN/A$100NoNo
Texas (TX)Within 15 days of first sale0.1% of offering, max $500N/ANoNoNo
U.S. Virgin Islands (VI)Within 15 days of first sale$1,500 Fixed$3,000 >15 days$50$50$100 >9 days
Utah (UT)Within 15 days of first sale$0 for EDGAR offerings up to $500K; $100 for $500,001+$500 >15 daysNoNoNo
Vermont (VT)Within 15 days of first sale$600 FixedN/A$820NoNo
Virginia (VA)Within 15 days of first sale$250 FixedN/ANoNoNo
Washington (WA)Within 15 days of first sale$300 FixedN/ANoNoNo
West Virginia (WV)Within 15 days of first sale$125 Variable$420–$1,800 >15 daysNoNoNo
Wisconsin (WI)Within 15 days of first sale$200 Fixed$200 >15 daysNoNoNo
Wyoming (WY)Within 15 days of first sale$200 FixedN/ANoNoNo

Some states apply variable or capped fees on RegD offerings based on the amount sold in that jurisdiction. State fees are subject to change. Always confirm current requirements with KoreVerify's filing experts, regulators, or your legal counsel before filing.

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