Specialized Blue Sky compliance for capital raises
KoreVerify helps issuers, funds, law firms, funding portals, and broker-dealers manage the complexities of Blue Sky laws across all 50 states and U.S. territories — coordinating federal and state filings to keep your capital raise compliant from day one.
Your centralized Blue Sky compliance engine
Whether you are launching an offering or preparing for your first SEC filing, we manage state securities compliance so your team can focus on raising capital.
Our team handles
- State notice filings and registrations
- Blue Sky fee calculation and payment management
- State-specific forms and supplemental documentation
- Regulator correspondence and deficiency responses
- Renewals, amendments, and sales reporting
- Ongoing compliance tracking and deadline monitoring
Our core Blue Sky services
Regulation A Blue Sky Services
Comprehensive Blue Sky support for both Tier 1 and Tier 2 offerings. For Tier 1, we manage full state registration strategies — including merit and disclosure review jurisdictions, Form U-1, Form U-2, required exhibits, and coordination with state examiners. For Tier 2, we handle state notice filings, fee payments, preemption analysis, renewal cycles, and sales reporting.
Regulation D Blue Sky Services
Streamlined state compliance for Rule 506(b) and 506(c) offerings. We prepare and submit required state Form D notices, manage Form U-2 consents, calculate and pay Blue Sky fees, and track the 15-day filing deadline after first sale in each state — plus amendments, renewals, and regulator correspondence.
Regulation Crowdfunding (RegCF) Services
Although federal law preempts most state registration for RegCF, several states still require notice filings and fees. We map required states, track deadline triggers tied to launch or first sale, prepare and submit notices, manage fees, and coordinate with Form C filings and funding portal activity.
Form D Filing Services
Our Form D services integrate SEC and state compliance into a seamless workflow. We prepare and file Form D through EDGAR, coordinate the required Form ID EDGAR application where necessary, and help manage Form D renewals and amendments.
Form ID & EDGAR Access Services
Before filing with the SEC, issuers must obtain EDGAR access credentials through Form ID. We prepare and submit Form ID applications under the EDGAR Next framework, coordinate notarized authentication documents, monitor SEC approval, and securely deliver EDGAR codes — plus code recovery and account maintenance.
How Blue Sky compliance works
Step 1
Blue Sky Research
We review your offering structure, exemption type, filing triggers, and renewal timelines to generate accurate estimates for state fees.
Step 2
Fee Calculation & Timeline Planning
We calculate accurate Blue Sky fee estimates and develop a filing calendar aligned with your offering deadlines.
Step 3
Filing & Payments
We prepare and submit all required state filings and payments for state fees.
Step 4
Regulator Coordination
We track confirmations and deficiency letters and coordinate with state examiners to keep your offering on schedule.
Step 5
Compliance Monitoring & Renewals
We monitor renewal cycles, sales reporting obligations, amendments, and evolving state law to maintain continuous compliance.
Built for every kind of capital raise
Whether your raise spans three states or thirty, we centralize compliance management on a single, streamlined platform.
- Startups raising capital under RegD or RegCF
- Companies pursuing Regulation A offerings
- Funds conducting multi-state private placements
- Public companies managing exempt offerings
- Law firms seeking a reliable Blue Sky filing partner
- Funding portals and broker-dealers needing scalable state compliance
Why choose KoreVerify for Blue Sky
Specialized State Expertise
We focus exclusively on Blue Sky laws and state securities filings, helping you navigate merit reviews, disclosure jurisdictions, and preemption nuances with precision.
Cost Transparency
We provide state fee estimates prior to filing and ensure you pay the lowest fees possible — reducing overall compliance costs.
Nationwide Coverage
We handle filings across all 50 states and U.S. territories, including jurisdictions with complex or variable fee structures.
Automated Compliance Monitoring
Our systems track 15-day deadlines, renewal cycles, amendment triggers, and sales reporting requirements so nothing is missed.
Regulator Experience
We manage correspondence, deficiency letters, and follow-up requests directly with state regulators to keep your offering moving forward.
Proactive Deadline Tracking
Proactive filing management and deadline tracking significantly reduce the risk of penalties, sale restrictions, and offering delays.
The risks of getting Blue Sky compliance wrong
State securities compliance is time-sensitive and jurisdiction-specific. Missing deadlines or failing to submit required notices can lead to monetary penalties, sale restrictions in affected states, offering delays, regulator penalties for unregistered sales, and reputational damage. Proactive filing management significantly reduces these risks.
Ready to simplify Blue Sky compliance?
Let KoreVerify manage your state securities filings, deadlines, and regulator coordination so you can focus on raising capital and growing your business.
Request a State Fee Estimate